Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Buck John KipperStifel, Nicolaus & Company, IncorporatedPackerland Brokerage Services, Inc.12-13-2019
Charles Havnor Coakley Jr.Stifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-13-2009
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$19304-28-2017
Christopher Gregg MathesonStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15004-22-2009
Christopher Manion BrennanStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5009-05-2017
Erik Earl FinangerStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.10-23-2009
James Peter SirianniStifel, Nicolaus & Company, IncorporatedRML Anderson Group, LLC$5005-13-2016
Jay Alan JaehnkeStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated06-07-2011
Kevin Andrew McLainStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-05-2013
Kevin John BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments, LLC07-29-2019
Laurie Anne AndersonStifel, Nicolaus & Company, IncorporatedRML Anderson Group, LLC10-31-2016
Lloyd Murray Frick Jr.Stifel, Nicolaus & Company, IncorporatedKevin Bay Investments, LLC12-04-2019
Lori Lee DuginskiStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-08-2009
Mark Anthony OttenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-23-2009
Michael Alexander LinsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-11-2009
Michael Allan ScholdStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.01-23-2013
Michael J. LinseStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1008-01-2011
Michael Orvin NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-28-2017
Michael Robert AndersonStifel, Nicolaus & Company, IncorporatedRML Anderson Group, LLC$50010-31-2016
Robert John StangelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-25-2009
Robert Stephen Bacskai Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-23-2009
Robert William AndersonStifel, Nicolaus & Company, IncorporatedRML Anderson Group, LLC$15010-31-2016
Scott Elliot WildmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-10-2009
Thomas James GergerStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-31-2012

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.