Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$105-31-2019
Jacquelyn Marie GrafU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-13-2018
Kevin Jay MaloneyU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.$1010-31-2017
Zachary Mano GilsonU.S. Bancorp Investments, Inc.Morgan Stanley06-01-2017
Christopher John LeweinU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5005-31-2017
Susan Marie OlsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2017
James Evan SarowU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5001-04-2017
Richard Stanley DrakeU.S. Bancorp Investments, Inc.Country Capital Management Company08-15-2016
John Marvin SchmittU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$106-10-2016
Scott Matthew BiertzerU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.$15009-21-2015
Kelly J FranceU.S. Bancorp Investments, Inc.MainStreet Capital Management$15001-27-2015
Meghan Barbara MarciniakU.S. Bancorp Investments, Inc.Pruco Securities, LLC.01-15-2015
Allison Carla SchrammU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$15009-12-2014
Erik William ZippU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.07-07-2014
Mariya MilshteynU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-30-2014
Keith Leslie HendricksU.S. Bancorp Investments, Inc.Edward Jones12-09-2013
Jeremiah Daniel KathU.S. Bancorp Investments, Inc.Edward Jones11-19-2013
Steven J. MerlineU.S. Bancorp Investments, Inc.Edward Jones03-14-2013
Michael John VioletteU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-28-2013
Christopher Charles RobinsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-27-2013
Daniel P NowakU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-01-2012
Ronald James BrandtU.S. Bancorp Investments, Inc.PNC Investments06-14-2012
Timmie Jo BrownU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-13-2012
Aaron T OlsonU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-12-2012
Michael John KempfertU.S. Bancorp Investments, Inc.Edward Jones09-16-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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