Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James PerraultUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-06-2009
Louis Joseph LukicUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Bradley John SimenzUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
Glen William Ringwall, Mark James ManionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Robert T. DridaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Bruce Lanser, Bernadette LanserUBS Financial Services Inc.Morgan Stanley$60008-06-2013
Bruce Gerard LanserUBS Financial Services Inc.Morgan Stanley$15008-06-2013
Bernadette Therese LanserUBS Financial Services Inc.Morgan Stanley08-06-2013
Lynn Marie M. MagnerUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-20-2009
Paul Kenneth RamusUBS Financial Services Inc.Raymond James & Associates, Inc.$2510-13-2011
Ross FedeniaUBS Financial Services Inc.Robert W. Baird & Co. Incorporated09-26-2017
Matthew Michael PalmUBS Financial Services Inc.Robert W. Baird & Co. Incorporated03-05-2014
Max StokaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15003-04-2016
Jon Edward BloomerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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