Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John ReiselWaddell & ReedMML Investors Services, LLC10-19-2017
Luke Elvin Joseph WillWaddell & ReedEdward Jones01-21-2016
Christopher Eugene JohnsonWaddell & ReedSagePoint Financial, Inc.09-30-2015
Robert David HergetWaddell & ReedMorgan Stanley04-30-2015
Trevor Anthony ContiWaddell & ReedEdward Jones03-01-2015
Mary Patricia StarkWaddell & ReedNorthwestern Mutual Investment Services, LLC12-16-2014
Casey Robert CollinsWaddell & ReedTransamerica Financial Advisors, Inc06-17-2013
Jeffrey Joseph WagnerWaddell & ReedEdward Jones12-21-2012
Mark Laverne WoodWaddell & ReedMorgan Stanley06-21-2012
William Paul EdingtonWaddell & ReedChase Investment Services Corp.10-27-2010
Andrew Ruthenberg LafontainWaddell & ReedWells Fargo Advisors Financial Network, LLC$10001-02-2014
Douglas Jay KrachtWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2012
Kurt TrieboldWaddell & ReedIndependent Advisor Alliance$12009-07-2017
Peter HeimermanWaddell & ReedIndependent Advisor Alliance$21009-26-2017
Kurt William ZippWaddell & ReedPNC Investments$25002-19-2015
Craig Steven VentoWaddell & ReedJ.P. Morgan Securities LLC$25002-06-2015
Michael Edward PoskoWaddell & ReedJ.P. Morgan Securities LLC$25006-12-2013
Frank Paul Janowitsch Jr.Waddell & ReedMorgan Stanley$25002-06-2012
Rick Brooks BoydWaddell & ReedMML Investors Services, LLC$50007-20-2018
Ruth A TsakonasWaddell & ReedWoodbury Financial Services, Inc.$50005-07-2018
Mark Steven WildemanWaddell & ReedFintegra, LLC$50008-14-2015
Mary Opheim WeberWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-19-2014
Ronald Scott GrumleyWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-14-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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