Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian P HannanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2020
David Michael VerkuilenWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2020
Eric Christopher BlankenfeldWells Fargo Clearing Services, LLCThrivent Investment Management Inc.$25006-07-2019
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Wendy Lynne FolkersWells Fargo Clearing Services, LLCEquitable Advisors, LLC03-27-2019
Melissa Jane YunWells Fargo Clearing Services, LLCMorgan Stanley03-25-2019
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley03-06-2019
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Stacey K RennWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.12-03-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.11-14-2018
Kevin Daniel HarringtonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC09-24-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
James C CunninghamWells Fargo Clearing Services, LLCPNC Investments09-27-2017
Maurice Neil HebbWells Fargo Clearing Services, LLCEquitable Advisors, LLC09-15-2017
Todd KrempaskyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$11208-24-2017
Brian Patrick WloszczynskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5003-16-2017
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2503-03-2017
Henry P HesselWells Fargo Clearing Services, LLCReinhart Partners, Inc.01-25-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
Lori Lynn Huston-DingaWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2511-18-2016
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5009-21-2016
Michael Edward WorkWells Fargo Clearing Services, LLCSecurities Service Network, LLC$15009-19-2016
Justin Mark LevanetzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-06-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.