Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley$103-06-2019
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Justin L FreeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
James C CunninghamWells Fargo Clearing Services, LLCPNC Investments$109-27-2017
Maurice Neil HebbWells Fargo Clearing Services, LLCAXA Advisors, LLC09-15-2017
Brian Patrick WloszczynskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5003-16-2017
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2503-03-2017
Henry P. HesselWells Fargo Clearing Services, LLCReinhart Partners, Inc.01-25-2017
Jamie Colburn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Lori Lynn Huston-DingaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-18-2016
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5009-21-2016
Michael Edward WorkWells Fargo Clearing Services, LLCSecurities Service Network, LLC$15009-19-2016
Justin Mark LevanetzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$106-06-2016
Kyle Christopher PoplawskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.05-06-2016
Michael Robert HodanWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5005-06-2016
Graham Alan KesselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2016
Steven David FerrisWells Fargo Clearing Services, LLCMorgan Stanley11-13-2015
Dalip Singh ChadhaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-10-2015
Daniel Fredrick RadtkeWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.08-10-2015
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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