Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah Edward RobinsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-29-2014
Paul Roland MatzkeWells Fargo Clearing Services, LLCMorgan Stanley$2508-17-2012
Peter J. LegraveWells Fargo Clearing Services, LLCAXA Advisors, LLC07-11-2011
Peter John UristaquehlWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
Richard James WaltersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ronald F. DucharmeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Ronald Richard BlasczykWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2016
Scott Elliot WildmanWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2510-11-2013
Steven David FerrisWells Fargo Clearing Services, LLCMorgan Stanley11-13-2015
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley03-06-2019
Susan Mary McDougalWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Thomas Allen Nowalis Jr.Wells Fargo Clearing Services, LLCWells Fargo Funds Distributor, LLC04-01-2016
Thomas Frank BongardWells Fargo Clearing Services, LLCWells Fargo Funds Distributor, LLC10-28-2009
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Tim John Bodette, Wade Alexander SchuetteWells Fargo Clearing Services, LLCB. C. Ziegler and Company$5010-05-2011
Timothy John ScanlanWells Fargo Clearing Services, LLCCedar Creek Securities, Inc.$15003-20-2014
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Valerie Jean LeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Wendy Louise RoffersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
William David FurlowWells Fargo Clearing Services, LLCWells Fargo Funds Distributor, LLC08-07-2017
William James MandersWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-13-2009
William John Berrall, Matthew Michael Kons, Casey J. BerrallWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-13-2009
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Showing 51 to 74 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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