Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Patrick David MeisterWoodbury Financial Services, Inc.LPL Financial LLC$5001-25-2018
Ruth Ann TsakonasWoodbury Financial Services, Inc.SII Investments, Inc.01-12-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Jane Marie SnyderWoodbury Financial Services, Inc.SII Investments, Inc.$2512-18-2017
Kevin E RustWoodbury Financial Services, Inc.SII Investments, Inc.$112-15-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$5012-08-2017
Kenneth Dale MushelWoodbury Financial Services, Inc.SII Investments, Inc.$2511-29-2017
Ronald Henry EppingWoodbury Financial Services, Inc.SII Investments, Inc.$1011-17-2017
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
Gregory Steven CasperWoodbury Financial Services, Inc.SII Investments, Inc.11-10-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.$111-03-2017
Duwayne David MewsWoodbury Financial Services, Inc.SII Investments, Inc.11-01-2017
Greg Alan SchroederWoodbury Financial Services, Inc.SII Investments, Inc.$3211-01-2017
Jason Lee OpieWoodbury Financial Services, Inc.SII Investments, Inc.$5011-01-2017
Nicky Alva WitteWoodbury Financial Services, Inc.SII Investments, Inc.$7011-01-2017
Timothy Allen MajewskiWoodbury Financial Services, Inc.SII Investments, Inc.$111-01-2017
David James TassoulWoodbury Financial Services, Inc.SII Investments, Inc.$810-31-2017
Eric James PelnarWoodbury Financial Services, Inc.SII Investments, Inc.$5010-31-2017
Karl James WeizenickerWoodbury Financial Services, Inc.LPL Financial LLC10-31-2017
Steven Charles JohnsonWoodbury Financial Services, Inc.SII Investments, Inc.10-31-2017
Daniel Allan FleesWoodbury Financial Services, Inc.SII Investments, Inc.$110-27-2017
Jeanne Marie KaminskeWoodbury Financial Services, Inc.SII Investments, Inc.10-27-2017
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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