Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kyle YoungWoodbury Financial Services, Inc.Ausdal Financial Partners, Inc.11-02-2015
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$2510-23-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Alfred S. HickeyWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Bart Dominic LiaWoodbury Financial Services, Inc.Girard Securities, Inc.$2504-21-2017
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Bradley Owen OlsonWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Bret Clinton SchaeferWoodbury Financial Services, Inc.Landolt Securities, Inc.$5009-15-2014
Brian Franklin LieschWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.05-21-2009
Brian John WitzWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.$1006-20-2013
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Daniel Allan FleesWoodbury Financial Services, Inc.SII Investments, Inc.$1710-27-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$2512-08-2017
Daniel James WeberWoodbury Financial Services, Inc.SII Investments, Inc.$10010-26-2017
David Alan HornWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
David Alan LeniusWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.04-16-2009
David Gerard BerkaWoodbury Financial Services, Inc.Girard Securities, Inc.$2904-21-2017
David James TassoulWoodbury Financial Services, Inc.SII Investments, Inc.10-31-2017
David Paul WahlWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.$1006-07-2019
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
David Wayne HatzWoodbury Financial Services, Inc.SII Investments, Inc.$3511-15-2017
Dominic M. RiceWoodbury Financial Services, Inc.Girard Securities, Inc.04-21-2017
Donald L. Schleicher LutcfWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.06-20-2013
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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