Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Michael FioritoCUNA Brokerage Services, Inc.Equitable Advisors, LLC06-14-2019
Theodore SuessNYLIFE Securities LLCThrivent Investment Management Inc.06-12-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
David Paul WahlWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.$1006-07-2019
Eric Christopher BlankenfeldWells Fargo Clearing Services, LLCThrivent Investment Management Inc.$25006-07-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Anthony John LagowskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Philip M MattekRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1406-06-2019
Anthony Joseph PochowskiThrivent Investment Management Inc.Commonwealth Financial Network06-04-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Kyle Anthony GeorgeLPL Financial LLCBMO Harris Financial Advisors, Inc.$15006-03-2019
Christopher D FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2019
Sophia Louise RandallRobert W. Baird & Co. IncorporatedLPL Financial LLC05-31-2019
Sherri K GibbsBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-30-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed05-21-2019
Gregory Edward AlftLPL Financial LLCWaddell & Reed05-21-2019
Matthew Kelly JumpNorthwestern Mutual Investment Services, LLCValMark Securities, Inc.05-17-2019
Christine Marie AllarLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2505-14-2019
Chris Leigh ThelenLPL Financial LLCBMO Harris Financial Advisors, Inc.$5005-13-2019
Samuel A FlatenLPL Financial LLCGreat Valley Advisor Group, Inc.05-10-2019
Donald Raymond SavagliaWoodbury Financial Services, Inc.Cetera Advisor Networks LLC$2505-09-2019
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Casey Edward OLearyPackerland Brokerage Services, Inc.Trinity Wealth Management LLC05-08-2019
Timothy John BrockmannWoodbury Financial Services, Inc.Capital Financial Services, Inc.05-03-2019
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
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Showing 1 to 25 of 261 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.