Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$105-31-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
Jeanann M KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
Mark Steven KnepfelPackerland Brokerage Services, Inc.Cambridge Investment Research, Inc.$1003-21-2019
Julie Ann LefevreCliftonLarsonAllen Wealth Advisors, LLCSchenck Investment Solutions LLC03-19-2019
Scott Ronald ScheweKerberrose Wealth Management, LLCGWFS Equities, Inc.03-12-2019
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley$103-06-2019
Matthew William BeckerOneAmerica Securities, Inc.Thrivent Investment Management Inc.03-04-2019
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
David Brian GuevaraPackerland Brokerage Services, Inc.Transamerica Financial Advisors, Inc02-22-2019
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley$102-22-2019
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Corey M. LashellsPackerland Brokerage Services, Inc.Questar Capital Corporation02-11-2019
Jim Steinbrenner, Kim Steinbrenner LaSalle St. SecuritiesSaxony Securities$7002-08-2019
Richard Robert ReiserMutual of Omaha Investor Services, Inc.LPL Financial LLC$5002-06-2019
Joel Nicholas RevakThrivent Investment Management Inc.LPL Financial LLC02-05-2019
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Jamie GrupeAmeriprise FinancialLPL Financial$17302-01-2019
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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