Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, Inc.11-01-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, Inc.07-30-2018
John Gerard SobiechH. Beck, Inc.Annex Wealth Management, LLC$5005-01-2019
Allen Richard DearingH. Beck, Inc.Annex Wealth Management, LLC05-01-2019
Matthew Ross KrenkeAnnex Wealth Management, LLCASC Wealth & Retirement Advisors LLC03-07-2019
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Stephen Patrick HessAmeriprise Financial Services, Inc.AXA Advisors, LLC07-08-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Benjamin Lee HemerTD Ameritrade Investment Management, LLCAXA Advisors, LLC04-17-2019
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
David Paul WahlWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.$1006-07-2019
Kyle Anthony GeorgeLPL Financial LLCBMO Harris Financial Advisors, Inc.$15006-03-2019
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2019
Chris Leigh ThelenLPL Financial LLCBMO Harris Financial Advisors, Inc.$5005-13-2019
Karina GarayU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-07-2019
Thomas A. AlmanzoU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.03-05-2019
Lindsey R WilkeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-01-2019
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Nicholas Charles HunzingerValMark Securities, Inc.BMO Harris Financial Advisors, Inc.08-14-2018
David Donald SchuebelCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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