Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian A. HochschildMML Investors Services, LLCCetera Financial Specialists LLC09-17-2019
James Frederick AliotoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11309-16-2019
Florence Mary ProsperoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$19809-16-2019
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, Inc.09-16-2019
Jacob Richard DeeNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.09-13-2019
Sonia L Wasniak-BohnNicolet Advisory Services, LLCU.S. Bancorp Investments, Inc.09-13-2019
James Francis Wawrzyniakowski Jr.CIBC World Markets Corp.Cleary Gull Inc.09-09-2019
Neil A. ConwayUBS Financial Services Inc.BMO Harris Financial Advisors, Inc.$10009-05-2019
Christopher Branch PaulsonOrgel Wealth Management, LLCSecurian Financial Services, Inc.09-04-2019
Kurt Duane VeldhuizenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
John G HilbertRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
John Michael BennettRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
David Duda VeldhuizenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2019
Christine Marie UlliusRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2019
Matthew Aaron KockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2019
Frederick Gary WotrubaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Jamie Colburn WilliamsEllenbecker Investment GroupWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2019
William David HannemannNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.08-26-2019
Lisa M HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-26-2019
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
William Lee BowmanAegis FinancialRaymond James Financial Services, Inc.08-23-2019
Kristie Rene HennesAegis FinancialRaymond James Financial Services, Inc.08-23-2019
Jeremiah Daniel KathLincoln Financial Advisors CorporationWealthspire Capital, LLC$10008-22-2019
Timothy Donald SalmNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.08-22-2019
Michael Patrick DonnanAegis FinancialRaymond James Financial Services, Inc.08-22-2019
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Showing 1 to 25 of 283 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.