Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Alissa RoderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMWA Financial Services Inc.08-19-2019
Charles Sebastian ClaussenPruco Securities, LLC.HighTower Securities, LLC08-19-2019
Kristi Nicole KennedyRobert W. Baird & Co. IncorporatedLPL Financial LLC08-19-2019
Cheryl Renee KoenigGWFS Equities, Inc.Transamerica Investors Securities Corporation08-14-2019
Joel Thomas SauerMilestone Investment Advisors, LLCThrivent Investment Management Inc.08-14-2019
Ronald Lee PerkinsPerkins Financial, LtdCapital Financial Services, Inc.08-12-2019
Michael SenglaubIndependent Financial Group, LLCSagePoint Financial, Inc.08-12-2019
Leslie Catherine VerkuilenRetirement Wealth Advisors, Inc.NYLIFE Securities LLC08-07-2019
Casey A BloomerBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.08-07-2019
Keenan Thomas James MeitnerU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.08-06-2019
Dean David DornfeldSagePoint Financial, Inc.Packerland Brokerage Services, Inc.08-05-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Kevin BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments$12807-29-2019
Kevin John BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments, LLC$10007-29-2019
Jay Michael LauerPlus Group Wealth Advisors, LLCSecurities America, Inc.$10007-29-2019
Brent Robert NeisPlus Group Wealth Advisors, LLCSecurities America, Inc.$8607-29-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Jeffrey Scott BoehmAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.07-26-2019
Alise Marie JablonskyAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.07-26-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Skye ManningEdward JonesThrivent Investment Management Inc.07-19-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Joshua T LiederValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.