Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl Renee KoenigGWFS Equities, Inc.Transamerica Investors Securities Corporation08-14-2019
Casey A BloomerBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.08-07-2019
Casey A BloomerBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.08-07-2019
Roberta LewisSecurities America Advisors, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Kevin BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments$12807-29-2019
Dennis Jerome BachCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Julie Ann LefevreValMark Securities, Inc.CliftonLarsonAllen Wealth Advisors, LLC07-12-2019
William Robert TorhorstCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Mark De Wayne SchweinlerCalton & Associates, Inc.Capital Financial Services, Inc.07-09-2019
Kathleen Marie TavsCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Stephen Patrick HessAmeriprise Financial Services, Inc.AXA Advisors, LLC07-08-2019
Darren M KlumpCalton & Associates, Inc.Capital Financial Services, Inc.07-01-2019
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Sarah Jane KyleBMO Harris Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC06-26-2019
James John CzubekAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-26-2019
Jason Raymond JacobsonAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-20-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial, LLC06-17-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
Eric Christopher BlankenfeldWells Fargo Clearing Services, LLCThrivent Investment Management Inc.$25006-07-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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