Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Skye ManningEdward JonesThrivent Investment Management Inc.07-19-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Joshua T. LiederValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Kelly J FranceLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Samantha L RaceRBC Capital Markets, LLCHorace Mann Investors, Inc.07-17-2019
Benjamin Robert CasselberryPackerland Brokerage Services, Inc.AXA Advisors, LLC07-15-2019
Jonathan Adam DudzinskiCambridge Investment Research, Inc.Carl M. Hennig, Inc.07-15-2019
Jacob Steven VehringEdward JonesLord Abbett Distributor LLC07-15-2019
Kaitlin Marie ShellbergRobert W. Baird & Co. IncorporatedMWA Financial Services Inc.07-15-2019
Julie Ann LefevreValMark Securities, Inc.CliftonLarsonAllen Wealth Advisors, LLC07-12-2019
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Stephen Patrick HessAmeriprise Financial Services, LLCAXA Advisors, LLC07-08-2019
Jennifer M. HipkissThrivent Investment Management Inc.Thrivent Investment Management Inc.07-05-2019
Kane Calvin SchraderCambridge Investment Research, Inc.Commonwealth Financial Network07-01-2019
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
James John CzubekAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-26-2019
Sarah Jane KyleBMO Harris Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC06-26-2019
Allen Edward DablePruco Securities, LLC.Capital Financial Services, Inc.06-24-2019
Della M. StegallMidwest Professional Planners, Ltd.Pruco Securities, LLC.06-24-2019
Lyam Najib HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.