Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles BurroughsPrincipal Securities, Inc.Spectrum Investment Advisors, Inc.11-15-2019
Timothy Donald MeyersEdward JonesThrivent Investment Management Inc.11-15-2019
Eric J. JochimsenGWFS Equities, Inc.Fidelity Brokerage Services LLC11-15-2019
James Edward Rose Jr.Raymond James Financial Services, Inc.Edward Jones11-12-2019
Chad LeeThrivent Investment Management Inc.Robert W. Baird & Co. Incorporated11-08-2019
Paula Jean GilsonSecurian Financial Services, Inc.MML Investors Services, LLC11-06-2019
Kenneth James KalkSecurities America, Inc.MWA Financial Services Inc.11-04-2019
Robert John FerrisSpire Securities, LLCCabot Lodge Securities LLC11-01-2019
Janell Marie SemrowLPL Financial LLCCetera Advisor Networks LLC$25010-31-2019
Brandon Michael LehmanAnnex Wealth Management, LLCMariner Wealth Advisors10-28-2019
Kenneth Philip SorgeSpire Securities, LLCCabot Lodge Securities LLC10-28-2019
Terrill Martin JannsenAvantax Investment Services, Inc.1st Global Capital Corp.10-25-2019
Angela Marie CarstensUnited Planners' Financial Services of America A Limited PartnerBernicke Wealth Management, Ltd.$15010-23-2019
Lucas J SchmitzCommonwealth Financial NetworkEdward Jones10-15-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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