Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Connie Jean PaxtonJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Christopher Shaun ChapmanJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Christopher Brian FarisJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Ruth Ann LinkJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Leslie Genene MarchioJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph Paul MeadeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Wayne ChildressJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Linda Kay MarcumJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph A.L. LambertJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Curtis Marcel SandersJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Daniel Alexander RobertsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Sarah Kay RidenourJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Leslie Ann KovaleskyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jamie Rae JarmonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kathy Jane ShannonJ.P. Morgan Securities LLCMorgan Stanley$15008-05-2013

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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