Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony LantisKingsview Asset ManagementWells Fargo Clearing Services, LLC$5509-19-2019
Tony Jerome LantisKingsview Wealth Management, LLCFirst Union Securities, Inc.09-19-2019
Aaron Lee CruzIFP Securities, LLCMulti-Financial Securities Corporation09-16-2019
Shannon Michael MarkleMarkle Financial LLCCambridge Investment Research, Inc.06-28-2019
Leslie M. JohnsonMarkle Financial LLCCambridge Investment Research, Inc.06-17-2019
Carl MikelEdward JonesAXA Advisors, LLC05-24-2019
Donn Higby DorsettWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Robert "Bob" RobinsonKingsview Asset ManagementWells Fargo Advisors$17002-01-2019
Donald George Gervais Jr.Gervais Capital Management, LLCAllianz Global Investors Distributors LLC11-30-2018
John Stephen SchaefferRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William John MarionDominion Investor Services, Inc.Foresters Equity Services, Inc.11-01-2018
Rosalyn Wallach BakerR. W. Baker Wealth Management Group LLCRBC Capital Markets, LLC06-20-2018
Merritt Frank HarrisCommonwealth Financial NetworkEdward Jones$1005-11-2018
Wesley Dean AndersonFarmers Financial Solutions, LLCNYLIFE Securities LLC01-24-2018
Jess Whalen Jensen-RyanRaymond James Financial Services, Inc.First Allied Securities, Inc.01-04-2018
Nita Renee RienietsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Kyle Russell LintonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Jeffrey Allan EckertLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Colin Robb PeldoLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Kevin Michael BettingerLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Kelli Sue PhiferLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Susan Agnes HancockLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
James Phillip RienietsLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Nathan Scott LundquistElevated Asset Management LLCVoya Financial Advisors, Inc.11-16-2017
Jude Albert WattersAllstate Financial Services, LLCNYLIFE Securities LLC$7111-15-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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