Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald George Gervais Jr.Gervais Capital Management, LLCAllianz Global Investors Distributors LLC11-30-2018
Michael Warren GrayClient One Securities LLCAllstate Financial Services, LLC$25006-30-2015
Wendy Wright RisseLPL Financial LLCAmeriprise Financial Services, Inc.04-06-2018
John Pembrook ShadeEdward JonesAmeriprise Financial Services, Inc.$50002-26-2010
Brenda Jean JanikowskiBuckingham Strategic WealthAsset Strategies, Inc.10-28-2015
Connie Marie BrezikBuckingham Strategic WealthAsset Strategies, Inc.10-28-2015
Carl MikelEdward JonesAXA Advisors, LLC05-24-2019
Aaron Lee CruzCetera Advisors LLCAXA Advisors, LLC08-11-2017
Jeri Leigh UhrichWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BancWest Investment Services, Inc.03-28-2016
Steven John LiebzeitCetera Investment Services LLCBancWest Investment Services, Inc.08-23-2012
Jeffrey Allan EckertInvestment Centers of America, Inc.BancWest Investment Services, Inc.$25001-17-2012
Charles Finlay MoyerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BCP Securities, LLC05-15-2017
Shannon Michael MarkleMarkle Financial LLCCambridge Investment Research, Inc.06-28-2019
Leslie M. JohnsonMarkle Financial LLCCambridge Investment Research, Inc.06-17-2019
Aaron Lee CruzIFP Securities, LLCCetera Advisors LLC09-16-2019
J Dennis HeizerLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Michelle Rene PearsonEdward JonesCetera Investment Services LLC10-25-2019
Shawn Michael PorterLPL Financial LLCCetera Investment Services LLC$10011-29-2016
Kyle David GeffreLPL Financial LLCCetera Investment Services LLC$60011-29-2016
Robert Lee Jacob Leibrich Jr.LPL Financial LLCCetera Investment Services LLC11-29-2016
Linda Wambeke ThompsonLPL Financial LLCCetera Investment Services LLC11-29-2016
Daniel Lee ShervinLPL Financial LLCCetera Investment Services LLC11-29-2016
Daniel Warren HancockLPL Financial LLCCetera Investment Services LLC11-29-2016
Laura Anne BurbackEdward JonesCetera Investment Services LLC$50007-09-2010
Todd Matthew MillikenRBC Capital Markets, LLCCitigroup Global Markets Inc.$10003-17-2009
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.