Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Matthew MillikenRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Tamara Lynn MillikenRBC Capital Markets, LLCCitigroup Global Markets Inc.03-17-2009
Christopher Paul WaltonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Marcia Kay BonnetMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas Jason HockettMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Jason BentleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Stuart MiracleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-04-2009
Deborah Marie AdamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Patrick Francis JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-11-2009
Charles Joseph WinningerRoyal Alliance Associates, Inc.Waddell & Reed$1001-29-2010
Bernard Allen Spielman IIStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-01-2010
John Pembrook ShadeEdward JonesAmeriprise Financial Services, Inc.02-26-2010
James Frank InchauspeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2503-01-2010
Rick Dale StephensHilltop Securities Independent Network Inc.Morgan Stanley$5007-02-2010
Laura Anne BurbackEdward JonesCetera Investment Services LLC$5007-09-2010
Amanda K. BranonLincoln Financial Advisors CorporationRiverStone Wealth Management, Inc.07-16-2010
Michael Justin PorterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Joseph Patrick AmdorWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Lori Lynn RhynerWells Fargo Clearing Services, LLCM&I Financial Advisors, Inc.05-24-2011
Neal Patrick Burgess, Scott Allen BrownellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-22-2011
Scott Brownell, Neal BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$17409-27-2011
Doran Calvin JamesLPL Financial LLCMorgan Stanley$5011-11-2011
Michael Robert MajhanovichLPL Financial LLCMorgan Stanley$5011-11-2011
Adam Neal TetenLPL Financial LLCEdward Jones12-16-2011
John Franklyn Lutz Jr.American Wealth Management, Inc.Yellowstone Partners12-20-2011
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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