Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Robert Porter, James KellettKingsview Asset Management Wells Fargo Clearing Services, LLC$12006-13-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets LLC06-13-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Christopher WalkiewiczCitizens Securities, Inc.Pruco Securities, LLC$15006-13-2019
Frank Thomas LacostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Elizabeth Hope NielandProEquities, Inc.GWFS Equities, Inc06-13-2019
Russell Paul KarpfLPL Financial LLCAmeriprise Financial Services, Inc.$2506-13-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$106-13-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, Inc.06-13-2019
Lawrence Stuart SibleyEvercore Group L.L.C.Creidt Suisse Securities (USA) LLC06-13-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
David Craig SchiavoPrincipal Securities, Inc.Summit Financial Group Inc06-12-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Matthew T. Pruitt, Matthew J. FisherRaymond James & Associates, Inc.Morgan Stanley $25206-11-2019
Aria KhaliliPariax Private Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Jeffrey S. WestsmithIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
John William HomerKMS Financial Services, Inc.Richards Investments06-11-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-11-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley$106-11-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-11-2019
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Showing 1 to 25 of 6,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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