Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.$1006-14-2019
Jeffrey John TalaricoLaSalle St. Securities, LLCAmeriprise Financial Services, Inc.$2506-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Brooke Vonise MayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Wade Vincent KrempelSynovus Securities, Inc.Suntrust Advisory Services, INC.$1,00006-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Keith David DumasParkland Securities, LLCCambridge Investment Research Advisors, Inc.$5006-14-2019
Gregory Alan BiancoCetera Financial Specialists LLCCoastal Equities, Inc.06-14-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Morris Trulock BellCapital Investment Group, Inc.Prospera Financial Services, Inc.$2506-14-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Robert Porter, James KellettKingsview Asset Management Wells Fargo Clearing Services, LLC$12006-13-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets LLC06-13-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
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Showing 1 to 25 of 6,793 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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