Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Edward RischallNavalign, LLC1080 Financial Group07-16-2018
Matt Joseph StadelmanNavalign, LLC1080 Financial Group07-16-2018
John Bradford FleckeKeatsConnelly1776 WEALTH ARCHITECTS, LLC07-16-2018
Bruce William LahtiRBC Capital Markets, LLC1st Global Advisors Inc$50011-07-2018
Colin Flinn GormanEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
John Reid GreenEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
Lindsey L. BakerEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$25010-01-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Advisors Inc$50009-21-2018
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
William Joseph Cunningham Jr.Pinnacle Wealth Planning Services, Inc.1st Global Capital Corp.06-07-2019
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Peter Gorham ScottMariner Wealth Advisors1st Global Capital Corp.03-15-2019
Karen Sue BleschCommonwealth Financial Network1st Global Capital Corp.03-04-2019
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$10002-08-2019
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$10001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$25001-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$25012-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$25012-05-2018
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Showing 1 to 25 of 16,434 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.