Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Scarlet Robin Raeanne FilmoreAmeriprise Financial Services, Inc.1st Global Capital Corp.09-12-2018
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Michael R. SturmAmeriprise Financial Services, Inc.Allstate Financial Services, LLC10-26-2018
Katarina SteinAmeriprise Financial Services, Inc.Allstate Financial Services, LLC08-29-2018
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Jeffrey Alan SeitzAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$50006-20-2018
Andrew Ryan JonesAmeriprise Financial Services, Inc.ARGI Investment Services, LLC12-18-2018
Colleen Kelly AbateAmeriprise Financial Services, Inc.ARGI Investment Services, LLC09-26-2018
Andrew P. WitherowAmeriprise Financial Services, Inc.ATEL Securities Corporation07-03-2018
John Peter O BrienAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.04-26-2019
Zahid RezaAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.$24004-11-2019
Richard Michael BlakeAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.$10001-18-2019
Lewis Conrad Anderson Jr.Ameriprise Financial Services, Inc.Avantax Investment Services, Inc.10-19-2018
John Marshall ReesorAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.09-26-2018
Steven ShorrAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.08-01-2018
Sean Thomas HoffeckerAmeriprise Financial Services, Inc.Avantra Family Wealth LLC11-12-2018
Christopher Wayne SimmonsAmeriprise Financial Services, Inc.AXA Advisors, LLC05-21-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Glenn David FasaniAmeriprise Financial Services, Inc.AXA Advisors, LLC$10005-02-2019
Michael Charles Samoska Jr.Ameriprise Financial Services, Inc.AXA Advisors, LLC02-05-2019
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Carson StimpsonAmeriprise Financial Services, Inc.AXA Advisors, LLC11-27-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.