Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.06-14-2019
Lawrence Ira GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.$15006-08-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC06-06-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Brent Dean DomeCetera Advisor Networks LLCWaddell & Reed$5005-29-2019
Marta Elena CurryCetera Advisor Networks LLCWaddell & Reed05-29-2019
Robert Michael EdelsonCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2019
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.05-20-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Aron Martz Michael MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$23005-10-2019
Michael Larry MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$15005-10-2019
Aron Cordell MartzCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$10005-10-2019
Kenneth Steven HyneCetera Advisor Networks LLCEdward Jones05-06-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Philip Reese BaileyCetera Advisor Networks LLCRaymond James Financial Services, Inc.$5004-15-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Mark Allan JonesonCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.03-18-2019
Steven Allen MuschCetera Advisor Networks LLCBFC Planning, Inc.03-18-2019
Jed Andrew LundCetera Advisor Networks LLCWoodbury Financial Services, Inc.03-15-2019
Jonathan Michael CorcoranCetera Advisor Networks LLCMutual of Omaha Investor Services, Inc.03-15-2019
Eric V NguyenCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-05-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.