Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A FranklinCetera Advisor Networks LLC1st Global Capital Corp.02-08-2019
Eric V NguyenCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-05-2019
Mark J TaylorCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-01-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, LLC10-12-2018
Edward Harry WarnCetera Advisor Networks LLCAvantax Investment Services, Inc.09-20-2018
Fonda Moore CoffeyCetera Advisor Networks LLCBB&T Securities, LLC$1009-07-2018
Mark Allan JonesonCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.03-18-2019
Steven Allen MuschCetera Advisor Networks LLCBFC Planning, Inc.03-18-2019
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$15001-10-2019
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.10-09-2018
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.06-14-2019
William Hal BoumaCetera Advisor Networks LLCCUSO Financial Services, L.P.06-22-2018
Kenneth Steven HyneCetera Advisor Networks LLCEdward Jones05-06-2019
Bradley Tadao KajiwaraCetera Advisor Networks LLCEdward Jones09-25-2018
Joshua Reese Bailey IICetera Advisor Networks LLCEquitable Advisors, LLC02-19-2019
Brian Wesley ArmstrongCetera Advisor Networks LLCFirst Financial Equity Corporation$15009-04-2018
Shawndi Lynn PurselleyCetera Advisor Networks LLCFirst Financial Equity Corporation$1,00009-04-2018
Michael Patrick CunninghamCetera Advisor Networks LLCForesters Financial Services, Inc.09-11-2018
Philip WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.01-10-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Richard Dennis WeeksCetera Advisor Networks LLCIndependent Financial Group, LLC11-01-2018
John Edward Murphy JrCetera Advisor Networks LLCInfinex Investments, Inc.$10002-04-2019
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.01-31-2019
Kevin H ChristopherCetera Advisor Networks LLCInfinex Investments, Inc.$15001-11-2019
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.