Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-12-2018
Fonda Moore CoffeyCetera Advisor Networks LLCBB&T Securities, LLC$1009-07-2018
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$5001-10-2019
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.$1010-09-2018
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Matthew David HeckCetera Advisor Networks LLCCharles Schwab & Co., Inc.$5011-27-2018
Steven James MayoCetera Advisor Networks LLCChickasaw Securities, LLC$1,00001-24-2019
Neal Gardner DavisCetera Advisor Networks LLCCUSO Financial Services, L.P.07-17-2018
William Hal BoumaCetera Advisor Networks LLCCUSO Financial Services, L.P.06-22-2018
Shawndi Lynn PurselleyCetera Advisor Networks LLCFirst Financial Equity Corporation$1,00009-04-2018
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.01-10-2019
Edward Harry WarnCetera Advisor Networks LLCHD Vest Investment Services09-20-2018
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Anthony Earl PorterCetera Advisor Networks LLCInfinex Investments, Inc.05-31-2019
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.01-31-2019
Donna Morgan NegusCetera Advisor Networks LLCInvestment Planners, Inc.$5001-31-2019
John Ryan KennedyCetera Advisor Networks LLCInvestment Planners, Inc.01-31-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Distributors LLC06-06-2019
Jeffrey Alan BottorffCetera Advisor Networks LLCKestra Investment Services, LLC10-16-2018
Lucas M BartonCetera Advisor Networks LLCLockton Financial Advisors, LLC12-07-2018
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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