Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Ellen KatzCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Hongyan LuCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Bartholomew BracaCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Bruce Warren WeinsteinCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Susan Shirley SiddenCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John B LaadtCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Michael Scott BuonannoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Alan RussoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Alfred MillerCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Wayne Mark LandauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Sarita Lee PessahCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Adam R. TauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Janet Marie PalombaCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Dennis Leonard WeilCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
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Showing 26 to 39 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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