Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Ludis BlausCetera Investment Services LLCAmeriprise Financial Services, LLC$15001-29-2019
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, LLC08-27-2018
Edward Earl Burchfield JrCetera Investment Services LLCBankers Life Securities, Inc.10-29-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Alyssa Marie ProctorCetera Investment Services LLCBB&T Securities, LLC07-30-2018
Juan Manuel RasconCetera Investment Services LLCBBVA Securities Inc.$15003-08-2019
Keith Miki ZuckerbergCetera Investment Services LLCCapital One Investing, LLC$5009-24-2018
Jun Michael TangCetera Investment Services LLCCapital One Investing, LLC06-28-2018
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Peter Yan HongCetera Investment Services LLCCitigroup Global Markets Inc.$15009-13-2018
Matthew Stefan PlankCetera Investment Services LLCCitizens Securities, Inc.05-27-2019
John Edward Dailey JrCetera Investment Services LLCCitizens Securities, Inc.04-08-2019
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Ralph Earl WagnerCetera Investment Services LLCCUNA Brokerage Services, Inc.11-05-2018
John Fitzgerald GreccoCetera Investment Services LLCCUNA Brokerage Services, Inc.09-17-2018
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Roderick R JeffersonCetera Investment Services LLCCUSO Financial Services, L.P.12-03-2018
Sally Anne SmithCetera Investment Services LLCEdward Jones10-02-2018
Tyler Gregory WilliamsCetera Investment Services LLCEquitable Advisors, LLC05-31-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Mark GavrilovCetera Investment Services LLCFinancial Resources Group Investment Services, LLC06-14-2019
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.