Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Bruce RomeIFP Securities, LLCLPL Financial LLC05-23-2019
Walter IckertIFP Securities, LLCLPL Financial LLC05-23-2019
David Scott RaudmanIFP Securities, LLCLPL Financial LLC05-23-2019
Michael Byron LoaderIFP Securities, LLCLPL Financial LLC05-23-2019
Ronald Robert MorrisIFP Securities, LLCLPL Financial LLC05-23-2019
George SymeIFP Securities, LLCLPL Financial LLC05-23-2019
Thomas Davis Talmage IIIIFP Securities, LLCLPL Financial LLC05-23-2019
Eliot Dylan MarrIFP Securities, LLCLPL Financial LLC05-23-2019
Samuel Thomas Madaris Jr.IFP Securities, LLCLPL Financial LLC05-23-2019
Aaron M. KlemmIFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas Remington MansonIFP Securities, LLCLPL Financial LLC05-23-2019
Carlos E. RodriguezIFP Securities, LLCLPL Financial LLC05-23-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas MarranoIFP Securities, LLCLPL Financial LLC05-23-2019
Landon Lee StricklandIFP Securities, LLCLPL Financial LLC05-23-2019
Scott Anthony LanzaIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Richard RichmondIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Eric Alan KlausIFP Securities, LLCLPL Financial LLC$6005-22-2019
Kenneth Frank KlespiesIFP Securities, LLCLPL Financial LLC$5005-22-2019
John Francis TubridyIFP Securities, LLCLPL Financial LLC$5005-22-2019
Nicholas Kevin CallesenIFP Securities, LLCLPL Financial LLC$5005-22-2019
Daniel Paul Mageras Jr.IFP Securities, LLCLPL Financial LLC$5005-22-2019
Maziar MonshiIFP Securities, LLCLPL Financial LLC$5005-22-2019
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Showing 26 to 50 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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