Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Patrick BrowneLifeMark Securities Corp.Coastal Equities, Inc.04-09-2019
Michael Thomas GilmartinLifeMark Securities Corp.J.W. Cole Advisors, Inc.$2501-02-2019
John Darrell MayLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-09-2018
Jeffrey Robert MitchellLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-08-2018
James Curtis RiggleLifeMark Securities Corp.Foresters Equity Services, Inc.11-05-2018
Alma Darnell IrvingLifeMark Securities Corp.Foresters Equity Services, Inc.11-02-2018
Carlos D HernandezLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-02-2018
James Robert MeadeLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Lawrence Elliott LupasLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Kimberly Shawn HamptonLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Mark S WaskowLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-31-2018
Jon Patrick KratochvilLifeMark Securities Corp.Foresters Equity Services, Inc.10-31-2018
Mel PiasekLifeMark Securities Corp.Foresters Equity Services, Inc.10-31-2018
Donald Francis ClaycombLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$2510-30-2018
Samuel George WhiteLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-30-2018
John Joseph HergerLifeMark Securities Corp.Foresters Equity Services, Inc.$15010-29-2018
Sylvanus Doughty IIILifeMark Securities Corp.Foresters Equity Services, Inc.$2510-29-2018
Patricia Ann ThomasLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
Karen Marie ObrienLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-29-2018
David Peter GonzalezLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
Kevin John HackettLifeMark Securities Corp.Foresters Equity Services, Inc.10-26-2018
Timothy Scott SpeesLifeMark Securities Corp.Foresters Equity Services, Inc.10-25-2018
Paul Scott BeersLifeMark Securities Corp.Foresters Equity Services, Inc.10-25-2018
Walter Charles ReynoldsLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$1010-24-2018
James C FlynnLifeMark Securities Corp.Foresters Equity Services, Inc.10-24-2018
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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