Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Walter FenningMorgan StanleyUBS Financial Services Inc.$10005-31-2019
Eric Maer YaminMorgan StanleyUBS Financial Services Inc.$2,86005-24-2019
David B. TyreeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Erik Michael NeroMorgan StanleyWalthausen & Co., LLC$10004-30-2019
Thomas R. KoveleskieMorgan StanleyUBS Financial Services Inc.$6504-26-2019
John Anthony MullerMorgan StanleyUBS Financial Services Inc.$5004-12-2019
Jeffrey S EmbreeMorgan StanleyUBS Financial Services Inc.$15004-08-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Brett A. CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Isaiah Novelle JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Manan Balendra AminMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
Neil Jeffrey LernerMorgan StanleyUBS Financial Services Inc.$10010-19-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ruvan Sanjeewa JagodaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Christian F. ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ann Marie Marie WilliamsMorgan StanleySaperston Asset Management, Inc.09-27-2018
Michael BishayMorgan StanleyJ.P. Morgan Securities LLC$5009-26-2018
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Steve Wootaek LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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