Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Howard SatterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Luis Enrique OlanoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Erick Craig DailyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
M Adnan AzizMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
Musa Jeleel MahmudMorgan StanleyEdward Jones10-31-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Jeffrey Douglas HackettMorgan StanleyJ.P. Morgan Securities LLC10-12-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Maria Del Carmen BaezMorgan StanleyJ.P. Morgan Securities LLC08-09-2018
Claudia Victoria MartinezMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Olga Cristina BlanchetteMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Jeffrey OckwoodMorgan StanleyWells Fargo Advisors$20007-20-2018
Luke Tolson, Brian FoxMorgan StanleyProspera Financial Services$6506-29-2018

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.