Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ira YatesPruco Securities, LLC.NYLIFE Distributors LLC06-14-2019
Brenden Thomas FitzpatrickPruco Securities, LLC.MWA Financial Services Inc.06-12-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
Leonard Lamarr Levi Sr.Pruco Securities, LLC.Cetera Investment Services LLC06-07-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Kent Wesley HeinlePruco Securities, LLC.Allstate Financial Services, LLC06-03-2019
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Sabrina Jay MasonPruco Securities, LLC.Allstate Financial Services, LLC$10005-28-2019
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Daniel Ronald Gagnon Sr.Pruco Securities, LLC.MML Investors Services, LLC$5005-21-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Robert Hall LanePruco Securities, LLC.Brokers International Financial Services, LLC.05-17-2019
Shane Daniel PrierPruco Securities, LLC.J.J.B. Hilliard, W.L. Lyons, LLC$15005-09-2019
Murray WelchPruco Securities, LLC.MWA Financial Services Inc.05-06-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Erik Vishnu RamnauthPruco Securities, LLC.Transamerica Investors Securities Corporation04-16-2019
Joshua FullerPruco Securities, LLC.Thrivent Investment Management Inc.04-16-2019
Denise Annette MolinePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Steven J ReinaPruco Securities, LLC.Lincoln Financial Advisors Corporation$2504-03-2019
Ronald Lee JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.$15003-21-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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