Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce William LahtiRBC Capital Markets, LLC1st Global Advisors Inc$5011-07-2018
Alexander Bryan CoteRBC Capital Markets, LLCAmeriprise Financial Services, LLC06-14-2019
Mark Eliot McKinneyRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-16-2019
Ryan Angelo D'SouzaRBC Capital Markets, LLCAmeriprise Financial Services, LLC10-02-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-05-2018
Trevor MaloneRBC Capital Markets, LLCAXA Advisors, LLC09-19-2018
James Alan SwigartRBC Capital Markets, LLCB.B. Graham & Company, Inc.$1007-30-2018
Trevor D. HeideRBC Capital Markets, LLCBMO Investment Distributors, LLC08-07-2018
Robert Weston Jenvey IIRBC Capital Markets, LLCCantor Fitzgerald & Co.11-01-2018
Elizabeth Lee MulcahyRBC Capital Markets, LLCCharles Schwab & Co., Inc.08-20-2018
Philip James BartlettRBC Capital Markets, LLCClearwater Advisors, LLC07-25-2018
Jeffery Harold VoitRBC Capital Markets, LLCCommonwealth Financial Network$15009-14-2018
Cynthia Ann Lanoue-SauerRBC Capital Markets, LLCCommonwealth Financial Network$10009-14-2018
Alexander David CoulterRBC Capital Markets, LLCCommonwealth Financial Network09-14-2018
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Jennifer Elaine MitchellRBC Capital Markets, LLCEdward Jones01-28-2019
Alyssa Marie TitusRBC Capital Markets, LLCEdward Jones10-23-2018
Adam Luis RichwineRBC Capital Markets, LLCEdward Jones08-27-2018
Matthew KolbRBC Capital Markets, LLCEdward Jones07-05-2018
William Sutton WhiteRBC Capital Markets, LLCFisher Investments04-01-2019
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-22-2019
George Wayne HinkleRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-14-2019
Scott Harris RoseRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-06-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.