Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Paula C. JorgensenUBS Financial Services Inc.Ameriprise Financial Services, Inc.$10006-22-2018
Gannon Patrick MorrisonUBS Financial Services Inc.AXA Advisors, LLC02-20-2019
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Maria Luiza BelfortUBS Financial Services Inc.Citi International Financial Services LLC05-23-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.$25005-23-2019
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Lauren Michelle KennedyUBS Financial Services Inc.E*TRADE Securities LLC01-17-2019
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Mally Mills BurtonUBS Financial Services Inc.Ellevest09-21-2018
Allison Finley CloudUBS Financial Services Inc.Encompass Advisory Services, LLC$10011-30-2018
Katherine Rose DobrinskiUBS Financial Services Inc.Fidelity Brokerage Services LLC10-22-2018
Joanne Marie RohlfsUBS Financial Services Inc.HighTower Securities, LLC04-15-2019
Arlyn KalkaUBS Financial Services Inc.HSBC Securities (USA) Inc.06-27-2018
Helen Callista Yi ShueUBS Financial Services Inc.HSBC Securities (USA) Inc.06-21-2018
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$50001-31-2019
Deborah Allan KraakUBS Financial Services Inc.J.P. Morgan Securities LLC$15010-22-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Jessica Maria D'OleoUBS Financial Services Inc.J.P. Morgan Securities LLC09-03-2018
Shawn HealyUBS Financial Services Inc.J.P. Morgan Securities LLC08-10-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Evan Lee BlakeUBS Financial Services Inc.J.P. Morgan Securities LLC07-12-2018
Michael Paul BartonUBS Financial Services Inc.J.P. Morgan Securities LLC$10007-05-2018
Juan CalderonUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-25-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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