Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Nicholas SpinelloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Jason Lance PriceWells Fargo Clearing Services, LLCSchwab Private Client Investment Advisory, Inc.07-31-2018
Michele Anne CaseyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-27-2018
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Christian C. DurhamWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-26-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-20-2018
Kimberley Ann AldrichWells Fargo Clearing Services, LLCPNC Investments07-20-2018
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Thomas O'Brien Doyle IIIWells Fargo Clearing Services, LLCDorsey, Wright & Associates, LLC07-19-2018
Antonio Carlos LopezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2018
Lauri Kim HoweWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-16-2018
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Ryan D. HornerWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-13-2018
Nick Victor Gergov Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-13-2018
Shaheen Eric SoltankhahWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Justin L FreeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
James Kennedy JrWells Fargo Clearing Services, LLCGoldman Sachs & Co.07-11-2018
Christopher Lowen Mueller DavisWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$15007-10-2018
Hughroy Hugh DaleyWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.$15007-09-2018
Matthew T. NobleWells Fargo Clearing Services, LLCThe Huntington Investment Company07-09-2018
Charles Ryan MuzzoWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-09-2018
Bradford S Rowe IIWells Fargo Clearing Services, LLCUSAA Investment Management Company07-09-2018
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Showing 351 to 375 of 398 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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