Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Tonya Delora Kropoff | Synovus Securities, Inc. | SunTrust Investment Services, Inc. | $1,000 | 06-14-2019 |
| Brian Edward Montalbano | Synovus Securities, Inc. | SunTrust Investment Services, Inc. | $100 | 06-14-2019 |
| James Henry Booth | International Assets Advisory, LLC | LPL Financial LLC | — | 06-14-2019 |
| Megan Nicole Henry | Edward Jones | Northwestern Mutual Investment Services, LLC | — | 06-14-2019 |
| Andrew John Constantinides | WestPark Capital, Inc. | I-Bankers Direct, LLC | — | 06-14-2019 |
| Andre St Lawrence Campbell | PFS Investments Inc. | Inspire Advisors, LLC | — | 06-13-2019 |
| David Craig Schiavo | Principal Securities, Inc. | Summit Brokerage Services, Inc. | — | 06-12-2019 |
| Michael Feury | Ameriprise Financial Services, Inc. | SunTrust Investment Services, Inc. | — | 06-12-2019 |
| Bryan Marc Defrances | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $150 | 06-10-2019 |
| Matthew Jay Kutcher | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $100 | 06-10-2019 |
| Wilber Dalton Geiger | Wells Fargo Clearing Services, LLC | Morgan Stanley | $50 | 06-10-2019 |
| John Kirkland Moy | Newbridge Securities Corporation | International Assets Advisory, LLC | $100 | 06-07-2019 |
| Luis Angel Munoz Jr. | Wells Fargo Clearing Services, LLC | Cetera Investment Services LLC | — | 06-07-2019 |
| Eric J. Jackson | Allen & Company of Florida, Inc. | Morgan Stanley | — | 06-06-2019 |
| Daniel Joseph Abrahamsohn | Wells Fargo Clearing Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-06-2019 |
| William Bennett Finocchio | Fifth Third Securities, Inc. | J.P. Morgan Securities LLC | $25 | 06-05-2019 |
| John Paul Kirkwood | J.P. Morgan Securities LLC | Wells Fargo Clearing Services, LLC | — | 06-05-2019 |
| Evian Amaro Cruz | Cambridge Investment Research, Inc. | PFS Investments Inc. | — | 06-05-2019 |
| Bashar K. Baraz | MML Investors Services, LLC | Securian Financial Services, Inc. | — | 06-05-2019 |
| David Glen Pearlman | JaffeTilchin Investment Partners, LLC | Wells Fargo Clearing Services, LLC | — | 06-04-2019 |
| Edward Joseph Behm | LPL Financial LLC | FSC Securities Corporation | — | 06-04-2019 |
| Nenad Kojic | Money Concepts Capital Corp | Securian Financial Services, Inc. | — | 06-03-2019 |
| James Andrew Means IV | Wilmington Capital Securities, LLC | RBC Capital Markets, LLC | $112 | 05-31-2019 |
| Bruce Allen Davis | Wells Fargo Clearing Services, LLC | Morgan Stanley | $100 | 05-31-2019 |
| Burt William Miltenberger | Wells Fargo Clearing Services, LLC | Ameriprise Financial Services, Inc. | $50 | 05-31-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
