Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
Terence Michael PasketJ.P. Morgan Securities LLCWells Fargo Advisors Financial Network, LLC$5005-21-2019
Paul Gerard JonesJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.05-16-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Richard Albert D'AndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Sandra Ramos CollazoJ.P. Morgan Securities LLCOriental Financial Services Corp.03-07-2019
Brian J. McDonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
John Steven BeckJ.P. Morgan Securities LLCPNC Investments01-18-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Robert Michael Burns Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-20-2018
Janet Lorraine NevinsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2018
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
Thomas Frank LowellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-27-2018
Bryan Edward JonesJ.P. Morgan Securities LLCPNC Investments08-17-2018
Steven Scott SmithJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC$10007-25-2018
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Seann B. WootenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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