Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Kenneth Charles Zehnder | A B L E Wealth Management Solutions LLC | Waddell & Reed | — | 03-28-2019 |
| Andrew John-Garrett Mitchell | Action Point Financial Planning, LLC | NYLIFE Securities LLC | — | 01-23-2019 |
| Robert Joseph Ellinger III | Action Point Retirement Group LLC | Action Point Financial Planning, LLC | — | 11-30-2018 |
| Thaddeus Dwight Phelps | Advance Wealth Management Service, LLC | Ameriprise Financial Services, Inc. | — | 05-13-2019 |
| Nicholas Adam Bour | Agile Wealth LLC | Wealth Watch Advisors, LLC | — | 05-08-2019 |
| John Raymond Oliver | Agile Wealth LLC | Executive Wealth Management, LLC | — | 04-26-2019 |
| Nicholas Justin Dickinson | Allstate Financial Services, LLC | Investment Professionals, Inc. | $150 | 07-13-2018 |
| Dean Brian Baumgartner | Allworth Financial, L.P. | Cambridge Investment Research, Inc. | — | 05-01-2019 |
| George Zobian | American Portfolios Financial Services, Inc. | Questar Capital Corporation | — | 01-04-2019 |
| David Jeffrey Powell | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 06-05-2019 |
| Paul Charles Demark | Ameriprise Financial Services, Inc. | Morgan Stanley | $150 | 03-29-2019 |
| Adam Brian Cousino | Ameriprise Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-27-2019 |
| Frank Mcnair Sims Jr. | Ameriprise Financial Services, Inc. | Stifel, Nicolaus & Company, Incorporated | — | 11-30-2018 |
| Timothy Dijak | Ameriprise Financial Services, Inc. | Raymond James | $139 | 11-02-2018 |
| Timothy John Dijak | Ameriprise Financial Services, Inc. | Raymond James & Associates, Inc. | $100 | 11-02-2018 |
| Regan J. Wilda | Ameriprise Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-26-2018 |
| Kenneth Michael Osler | Ameriprise Financial Services, Inc. | B. Riley Wealth Management | — | 10-19-2018 |
| Wendy Lou Mitchell | Ameriprise Financial Services, Inc. | SagePoint Financial, Inc. | — | 10-15-2018 |
| Michael G. Brodowicz | Ameriprise Financial Services, Inc. | AXA Advisors, LLC | — | 07-20-2018 |
| Dick Powell, David Powell | Ameriprise Financial Services, Inc. Services, Inc. | Wells Fargo Advisors | $133 | 04-26-2019 |
| Daniel Casey | Athena Advisory Services Inc. | Edward Jones | — | 01-07-2019 |
| Michael John Gloster | Aurora Securities | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-03-2018 |
| Jesse Albert Parsley Jr. | AXA Advisors, LLC | Northwestern Mutual Investment Services, LLC | $10 | 12-03-2018 |
| Sarah Elizabeth Pasikowski | AXA Advisors, LLC | Signator Investors, Inc. | — | 11-15-2018 |
| Shane Myas | AXA Advisors, LLC | Edward Jones | — | 08-08-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
