Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick LukasikRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dale A. GlickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Marvin Michael RedlawskiLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Stephen Chester KiszlowskiCenter Street Securities, Inc.Independence Capital Co., Inc.10-29-2018
Regan J. WildaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Casie J. EitniearRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated10-25-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Michael DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Gar Blake McCrayVanderbilt Securities, LLCJ.W. Cole Advisors, Inc.10-22-2018
Robert T. Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, LLC10-22-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Kenneth Michael OslerAmeriprise Financial Services, Inc.B. Riley Wealth Management10-19-2018
Ellie FranklinPruco Securities, LLC.Edward Jones10-18-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
Robert Halsey BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25010-17-2018
Eugene Halsey Bosart IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-17-2018
Joseph Sinnott MoynihanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-17-2018
Earl Bradley BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2018
Maddalena M ParksRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-17-2018
Timothy Joseph GatesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-17-2018
Daniel Joseph ZeigerPackerland Brokerage Services, Inc.FORESTERS EQUITY SERVICES, INC.10-16-2018
Wendy Lou MitchellAmeriprise Financial Services, Inc.SagePoint Financial, Inc.10-15-2018
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
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Showing 276 to 300 of 389 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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