Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$8208-10-2018
Andrew W. A. MusbachMD Wealth Management, LLCHuber Financial08-10-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Shane MyasAXA Advisors, LLCEdward Jones08-08-2018
Gary Paul NelsonVoya Financial Advisors, Inc.Sigma Financial Corporation08-06-2018
Michael John GlosterAurora SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
James Edward Mathias IIIJ.W. Cole Financial, Inc.Cetera Advisor Networks LLC$5007-31-2018
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation$2507-31-2018
Alan Lee SuppCantella & Co., Inc.Winslow, Evans & Crocker, Inc.$10007-26-2018
Laura Ellen Clark-BrownContinuum Advisory, LLCSignator Investors, Inc.07-25-2018
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, Inc.07-21-2018
Michael G. BrodowiczAmeriprise Financial Services, Inc.AXA Advisors, LLC07-20-2018
Stephen Michael SchiraSchira Asset Management, LLCScottrade, Inc.07-19-2018
Michael Edward SullivanSigma Financial CorporationCetera Advisors LLC07-19-2018
Harvey Neil NuttallSigma Financial CorporationNYLIFE Securities LLC07-18-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-17-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
Shelly SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer$8607-16-2018
Nicholas Justin DickinsonAllstate Financial Services, LLCInvestment Professionals, Inc.$15007-13-2018
Kevin Donald PaulCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC07-12-2018
David Mark DellerDeller Wealth Management LLCRaymond James Financial Services, Inc.07-12-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments07-10-2018
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Shelley Lynn SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
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Showing 351 to 375 of 389 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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