Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Baishi WangEdward JonesLadenburg Thalmann & Co. Inc.06-10-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Melissa Ladonna SchweigertNBC Securities, Inc.First State Financial Management, Inc.$5006-07-2019
Sean A ScotneyLPL Financial LLCEdward Jones$1006-07-2019
Jacquelyn J. MajorosNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Joseph Lee BauwensNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Chasten L BoenNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Paul Donavan RoneNBC Securities, Inc.First State Financial Management, Inc.06-06-2019
Susan Mae EvansNBC Securities, Inc.Conservative Financial Services, Inc.$5006-06-2019
Susan Mae EvansNBC Securities, Inc.Conservative Financial Services, Inc.$5006-06-2019
Susan Mae EvansNBC Securities, Inc.Conservative Financial Services, Inc.$5006-06-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Michael James KickhamLPL Financial LLCThe Retirement Group, LLC$5006-04-2019
John David SheehanThe Investment Center, Inc.First Command Financial Planning, Inc.$15006-03-2019
Edward InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15005-28-2019
Steven Ray ReinischMacroVex Capital, LLCTAMP Advisory Solutions, LLC05-28-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.$2505-20-2019
Robert George LanghorstDempsey Lord Smith, LLCClaraphi Advisory Network, LLC05-20-2019
Tahreem Qamar ShaikhMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.05-20-2019
Theresa Anne HarrisonEdward JonesAXA Advisors, LLC05-13-2019
Jenny A McClellanAXA Advisors, LLCWells Fargo Clearing Services, LLC05-08-2019
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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