Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara Eileen O'ConnorEdward JonesFBL Marketing Services, LLC06-14-2019
Brenden Thomas FitzpatrickPruco Securities, LLC.MWA Financial Services Inc.06-12-2019
Todd Lee BohlmeyerSecurities America, Inc.FBL Marketing Services, LLC06-12-2019
Preston James ParsonsGradient Securities, LLCWoodbury Financial Services, Inc.06-12-2019
Jack Deron LovePrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.06-03-2019
Kirk Criley SwartzbaughCambridge Investment Research, Inc.BancWest Investment Services, Inc.05-31-2019
John C LemleyBancWest Investment Services, Inc.TD Ameritrade, Inc.05-23-2019
James Leslie PekelderAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-10-2019
Scott Charles PraiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-10-2019
James Pekelder, Scott PraiWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc. Services, Inc.$19605-10-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$10005-03-2019
Angeliki HatzidakisLPL Financial LLCMML Investors Services, LLC05-02-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Dante Alexander TrimbleWaddell & ReedCUNA Brokerage Services, Inc.04-23-2019
Spencer Ross SchmitzSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-22-2019
Michael Alan GabrielsonPruco Securities, LLC.Cambridge Investment Research, Inc.04-16-2019
Robert Michael WellmanEdward JonesCetera Advisor Networks LLC$15004-15-2019
Dwain Lee OwensSecurities America, Inc.Woodbury Financial Services, Inc.$16004-15-2019
Bruce Edwin JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.$18004-15-2019
Randall Harry TrostAmeritas Investment Corp.Principal Securities, Inc.$50004-15-2019
Daniel J. ZentnerSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Tyson R. OwensSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Michelle Lee StaatsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25004-12-2019
Ryan K. YamadaCetera Advisor Networks LLCMutual of Omaha Investor Services, Inc.04-12-2019
ABBEGAIL Leigh HOEFLERNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-11-2019
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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