Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Andrew DebellisDKCB Financial Advisors, LLC1st Global Capital Corp.11-21-2018
Joe Marlon PazminoJoseph Gunnar & Co. LLCAegis Capital Corp.06-03-2019
Gerald Martin HeilpernSpartan Capital Securities, LLCAegis Capital Corp.$47005-23-2019
Alexander A RazumnyA.G.P / Alliance Global PartnersAegis Capital Corp.05-07-2019
John Patrick Harty IIIA.G.P / Alliance Global PartnersAegis Capital Corp.05-02-2019
Samuel J. SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.$10004-08-2019
David Alan BegleyA.G.P / Alliance Global PartnersAegis Capital Corp.02-08-2019
Curtis John ReedA.G.P / Alliance Global PartnersAegis Capital Corp.01-31-2019
Henry William BerinsteinA.G.P / Alliance Global PartnersAegis Capital Corp.$15009-28-2018
Clinton O Mayer IIIA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Moss Jason PlaineA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Margo Zimmerman FuldMML Investors Services, LLCAegis Capital Corp.08-17-2018
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Anthony John Robert PucciCraft Capital Management LLCAegis Capital Corp.08-05-2018
Peter GoranitesA.G.P / Alliance Global PartnersAegis Capital Corp.07-20-2018
David Stewart SilbergAllied Millennial Partners, LLCAegis Capital Corp.$10007-17-2018
David Todd Johnson Sr.A.G.P / Alliance Global PartnersAegis Capital Corp.$50007-17-2018
Valence Montgomery WilliamsJ.H. Darbie & Co., Inc.Aegis Capital Corp.07-17-2018
David Mitchell HalperinR. F. Lafferty & Co., Inc.Aeon Capital Inc04-05-2019
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$50012-19-2018
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.$10007-05-2018
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Francesco PalmiottiSpartan Capital Securities, LLCAllied Millennial Partners, LLC04-18-2019
John William RahoSpartan Capital Securities, LLCAllied Millennial Partners, LLC03-20-2019
Dennis R. MurphyCitizens Securities, Inc.Allstate Financial Services, LLC06-05-2019
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Showing 1 to 25 of 1,425 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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