Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James McMahonLPL Financial LLCCUNA Brokerage Services, Inc.$15006-14-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11006-07-2019
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.$10005-13-2019
Robert Nelson DonofrioLPL Financial LLCAXA Advisors, LLC$50004-26-2019
Mandwel D. PattersonLPL Financial LLCEdward Jones$15003-15-2019
Jean-Claude Mansanga NdongoLPL Financial LLCKey Investment Services LLC02-25-2019
Jennifer Kathryn PieronekLPL Financial LLCRaymond James Financial Services, Inc.$15001-28-2019
Ryan Jeffrey KleveLPL Financial LLCForesters Financial Services, Inc.01-14-2019
Casey W ShawLPL Financial LLCEdward Jones12-18-2018
James Joseph MarcusLPL Financial LLCKey Investment Services LLC$50011-30-2018
James Kerns PettyLPL Financial LLCWaddell & Reed10-31-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Gregg Alan FogelLPL Financial LLCWaddell & Reed$50008-23-2018
Michelle Marie FogelLPL Financial LLCWaddell & Reed08-23-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.$10008-08-2018
Michael Anthony Durham IILPL Financial LLCCetera Advisors LLC07-26-2018
Charlie David PoolLPL Financial LLCValMark Securities, Inc.07-18-2018
Philip Vincent GallagherLPL Financial LLCValMark Securities, Inc.07-18-2018
Bryan D. MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Jessica H. McNameeLPL Financial LLCInfinex Investments, Inc.$10006-29-2018
Kori Jean ManusLPL Financial LLCInfinex Investments, Inc.$25006-29-2018
Richard JuarbeLPL Financial LLCPruco Securities, LLC.06-26-2018

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.