Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Sean J EvansJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Mary Beth FleuryJ.P. Morgan Securities LLCState Farm VP Management Corp.05-13-2019
Rexsor Rene GonzalezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Latunya Shanta HanleyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Darian J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Zachary Clyde CulverJ.P. Morgan Securities LLCGoldman Sachs & Co.02-08-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Byron D. FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Benjamin Joshua DethlefsJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-20-2018
Jesus SaenzJ.P. Morgan Securities LLCEdward Jones11-20-2018
Salman AsifJ.P. Morgan Securities LLCMorgan Stanley10-03-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Eddy Jovanny ArriazaJ.P. Morgan Securities LLCPFS Investments Inc.09-13-2018
Michael J. FerryJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-12-2018
Fred Llego LeanoJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-11-2018
Fauzia F. KurjeeJ.P. Morgan Securities LLCInvesco Distributors, Inc.08-07-2018
Kevin K. PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Eric David SitalJ.P. Morgan Securities LLCThe O.N. Equity Sales Company07-06-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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