Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Securities, LLC06-07-2019
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Steven J OrchekowskyMoss Adams Securities & Insurance LLCSaybrus Equity Services, LLC06-03-2019
David Scott BeckTriad Advisors LLCHornor, Townsend & Kent, LLC06-03-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Ryan Joseph GraczykCetera Advisors LLCCommonwealth Financial Network$2505-31-2019
James Francis StarrUnited Planners' Financial Services of America A Limited PartnerPlanMember Securities Corporation05-29-2019
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, Inc.05-28-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Sean Vaughn OwenVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Brian Richard MohoricVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Matthew J. TruscottAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2019
Daniel Whitney SullivanTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Victoria Marie BestAmeriprise Financial Services, Inc.Badgley Phelps Wealth Managers05-14-2019
Richard Gregory McHughMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Richard Allan NelsonLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Richard Michael BielAmerican Independent Securities Group, LLCCapital Financial Services, Inc.04-23-2019
Juls Christine Carter, Jason FormoAmeriprise Financial Services, Inc. Services, Inc.RBC Capital Markets, LLC$22504-18-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Next Page »

Showing 1 to 25 of 204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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