Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Javier Enrique MondragonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-17-2019
Wade Bensieck BramlittLPL Financial LLCEdward Jones06-17-2019
William Joseph CangemeCUNA Brokerage Services, Inc.LPL Financial LLC06-17-2019
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Ryan Richard PoteracktruAdvice LLCCapital Asset Advisory Services, LLC06-14-2019
Leslie Ann ValantJ. W. Cole Advisors, Inc.Intelligence Driven Advisers, LLC06-14-2019
Keith William GarnerSynovus Securities, Inc.SunTrust Advisory Services, Inc.06-14-2019
Anthony Charles GuadagninoMorgan StanleyFidelity Personal and Workplace Advisors06-14-2019
Jeffrey Dean ParksSynovus Securities, Inc.SunTrust Advisory Services, Inc.06-14-2019
Ronald G LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Arthur Theodore Brown JrSouthport CapitalOppenheimer & Co. Inc.06-13-2019
Michael TruongMorgan StanleyJ.P. Morgan Securities LLC06-13-2019
Andre St Lawrence CampbellPFS Investments Inc.Inspire Advisors, LLC06-13-2019
Marie-Sarah Cecile LauretMerrill Lynch, Pierce, Fenner & Smith IncorporatedBGC Financial, L.P.06-13-2019
David Craig SchiavoPrincipal Securities, Inc.Summit Brokerage Services, Inc.06-12-2019
Brandon BeckBlackston Financial Advisory Group, LLCBrookstone Capital Management LLC06-12-2019
Kevin David HudsonFranklin Templeton Financial Services Corp.Raymond James & Associates, Inc.06-12-2019
Sanne JensenPrincipal Securities, Inc.Foresters Financial Services, Inc.06-12-2019
James Elijah McClellanSunTrust Advisory Services, Inc.Wells Fargo Clearing Services, LLC06-11-2019
Todd Evan DaviesFidelity Brokerage Services LLCMorgan Stanley06-11-2019
Nathan PenhaMutual of America Securities LLCAllstate Financial Services, LLC06-11-2019
Biron Harrison SmytheCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-11-2019
Brian E JordanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Mary Anne Elizabeth HartiganRaymond James Financial Services, Inc.Vanguard Marketing Corporation06-11-2019
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Showing 1 to 25 of 1,148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.