Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10006-17-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
Erik Robert DoddsCRG Wealth, LLCLiberty Partners Financial Services, LLC06-10-2019
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Services Inc.06-04-2019
Dwain Arthur Blake IICRG Wealth, LLCLiberty Partners Financial Services, LLC06-03-2019
Brandi Lyde WhitfieldGWN Securities Inc.Voya Financial Advisors, Inc.06-03-2019
Mark Irvin AllenBull Street AdvisorsSouth State Advisory, Inc.06-01-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Kevin R. JohnsFifth Third Securities, Inc.M&T Securities, Inc.05-30-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Kenneth B. ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Samuel Thomas Madaris Jr.IFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas MarranoIFP Securities, LLCLPL Financial LLC05-23-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Martin Phillip HalbergIFP Securities, LLCLPL Financial LLC05-22-2019
William Jason YostIFP Securities, LLCLPL Financial LLC05-22-2019
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Showing 1 to 25 of 234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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