Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Dane William ColbergVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.06-17-2019
Juan Leon MunozCapital Asset Advisory Services, LLCRaymond James Financial Services, Inc.06-14-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2019
Kelly Anne FieldingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Timothy Michael HillHill Investments LLCRaymond James & Associates, Inc.06-11-2019
Mohammed D. AounPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
David Garnett WillisLPL Financial LLCValMark Securities, Inc.06-10-2019
Emily Helen JolesSchwallier Wealth ManagementMorgan Stanley06-08-2019
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-05-2019
Christopher M RoumayehCapital Asset Advisory Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Lindsay Erin FitzpatrickOld Mission Investment Company, LLCRehmann Financial Network, LLC06-05-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Amy Jo BuckERTS Wealth Advisors, LLCEdward Jones06-03-2019
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-31-2019
Adam David TalbertRegal Investment Advisors LLCLucas Group Financial Advisors, Inc.05-31-2019
Donald H. Hunt IIOneAmerica Securities, Inc.Cambridge Investment Research, Inc.05-30-2019
Jennifer KiefferCitizens Securities, Inc.The Huntington Investment Company05-30-2019
Allan Scott AntcliffW&S Brokerage Services, Inc.Transamerica Financial Advisors, Inc05-29-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Brandon Jacob TurnbullVoya Financial Advisors, Inc.Morgan Stanley05-16-2019
Jonathan Earl VenletVoya Financial Advisors, Inc.MWA Financial Services Inc.05-16-2019
Mark Robert VandenbrandenInnovation Partners LLCSigma Financial Corporation05-16-2019
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Showing 1 to 25 of 530 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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