Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Amanda L PetriAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-29-2019
Gayle Louise SiebenbrunerAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.04-18-2019
Braden Charles EllisAmeriprise Financial Services, Inc.ValMark Securities, Inc.03-29-2019
Seth Martin SpadingAmeriprise Financial Services, Inc.Wise Wealth, LLC02-21-2019
Gary Lawrence WaltersAmeriprise Financial Services, Inc.Edward Jones11-16-2018
Michael Anthony Franz SchumacherAmeriprise Financial Services, Inc.Solidity Financial LLC09-10-2018
Paul Michael AtchisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-07-2018
Jeffrey DobbelmannAmeriprise Financial Services, Inc.RBC Wealth Management$8008-24-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
Jay Edwin RothmeierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Angela Dawn O NeilinAmeriprise Financial Services, Inc.Independent Financial Partners08-15-2018
Scott Jason LeeAusdal Financial Partners, Inc.Moloney Securities Co., Inc.$1004-01-2019
Thomas Joseph PartridgeB.B. Graham & Company, Inc.Capital Financial Services, Inc.$2505-31-2019
John Alfred MathisonBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-09-2018
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
Rachel Olivia InfanteBirchwood Financial Partners, Inc.Fure Financial Corporation10-31-2018
Justin Bryan FeigalBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.04-09-2019
Luke Thomas JohnsonBoreal Advisors LLCBallast Advisors, LLC01-30-2019
Daniel Elden HirthCalton & Associates, Inc.Capital Financial Services, Inc.04-24-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
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Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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